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Series 23 Exam Prep Study Guide: Prepare to Pass The FINRA Series 23 Exam - General Securities Principal - Sales Supervisor Module
Paperback
ISBN13: 9781937841836
Publisher: Securities Institute of America
Published: Mar 25 2025
Pages: 540
Weight: 2.72
Height: 1.09 Width: 8.50 Depth: 11.00
Language: English
This best-in-class Series 23 exam prep study guide covers everything you need to succeed on the Series 23 exam-the upgrade exam for general securities sales supervisors. Created by the experts at The Securities Institute of America, this comprehensive review guide is designed for professionals who have already passed the Series 9 and Series 10 exams and are ready to take their supervisory qualifications to the next level.
The Series 23 is your gateway to becoming a General Securities Principal, and this guide ensures you're fully prepared. Covering all exam topics in extraordinary detail, this textbook focuses on the supervision of trading and market making, investment banking, underwriting, financial and operational controls, research reporting, and overall firm compliance.
The Series 23 Securities Licensing Exam Review arms you with all the tools you need to pass this challenging exam. Designed to sharpen your subject knowledge and boost your confidence, it features:
- Dozens of real-world examples based on student feedback
- Practice questions covering every exam section
- Proven test-taking tips and strategies
- Study techniques to help manage stress, stay focused, and retain key concepts
Whether you're looking to enhance your supervisory role or expand your licensing credentials, the Series 23 Securities Licensing Exam Review is your ultimate resource for passing the exam on your first try-with confidence and clarity.
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