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Transnational Securities Regulation: How It Works, Who Shapes It

Transnational Securities Regulation: How It Works, Who Shapes It

Hardcover

Series: Lcf Studies in Commercial and Financial Law, Book 3

General Law

ISBN10: 3031180623
ISBN13: 9783031180620
Publisher: Springer
Published: Nov 26 2022
Pages: 507
Weight: 2.01
Height: 1.13 Width: 6.14 Depth: 9.21
Language: English
The book provides an analysis of the emergence, evolution, and transformation of transnational securities regulation and of the influences from and the interactions between global regulatory powers in the field. Combining insights from law and political science, the work employs a two-tier complementary on-the-books and in-action approach. The more classical on-the-books approach draws on scholarship in United States and European Union securities regulation; transnational regulation and global administrative law; regime complexity; global governance studies; and the regulatory production of the International Organisation of Securities Commissions (IOSCO). The law in-action approach leverages the author's experience as Compliance senior professional in a multinational financial institution as well as research interviews with senior IOSCO staff.

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